Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaitlyn? Claim Your ProfileKaitlyn Chuong is a financial advisor with LPL Financial LLC. Kaitlyn is registered with the state of California. Kaitlyn has been a financial advisor for over 15 years, starting in 2007. Kaitlyn has worked with Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Prior to joining LPL Financial LLC, Kaitlyn was with Wells Fargo Advisors LLC. Kaitlyn's experience and knowledge can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/27/2021 - Present
LPL Financial LLC (HUNTINGTON BEACH CA)
CA
06/24/2011 - 09/01/2021
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
06/01/2009 - 06/30/2011
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
01/07/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
10/13/2005 - 07/09/2007
WELLS FARGO INVESTMENTS, LLC (TEMPLE CITY CA)
BOTH
Issued 10/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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