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Kaitlyn Hunnicutt

Wells Fargo Securities, LLC

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About Kaitlyn Hunnicutt

Kaitlyn Hunnicutt is a financial professional registered with Wells Fargo Securities, LLC in Saint Louis, Missouri. Kaitlyn has been in the industry since June 2009. Kaitlyn has experience with a wide range of financial products and services. Kaitlyn is registered with the state of Missouri as a broker.

Firm Information

Kaitlyn Hunnicutt is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kaitlyn Hunnicutt’s Registration & Firm History

MO

05/23/2023 - Present

Wells Fargo Securities, LLC (SAINT LOUIS MO)

MO

05/19/2015 - 04/24/2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)

MO

01/03/2011 - 04/24/2023

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

MO

02/21/2014 - 11/17/2016

FIRST CLEARING, LLC (ST. LOUIS MO)

MN

05/25/2009 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/10/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/23/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/23/2023

Series 14 - Compliance Officer Examination

BC

Issued 05/23/2023

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 07/01/2015

Series 24 - General Securities Principal Examination

BC

Issued 12/03/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/28/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/23/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 05/23/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/23/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kaitlyn Hunnicutt.
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