Unclaimed
Kaitlyn Elizabeth Holmes is a registered representative with Vanguard Marketing Corp. Kaitlyn has been in the securities industry since November 2008 and holds FINRA Series 6, 7TO and 63 licenses as well as the SIE. Kaitlyn is registered with the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/13/2008 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 12/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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