Unclaimed
Kaitlin Marie Carr is a financial professional who is registered with the state of New York. Kaitlin joined Connaught (u.s.) LLC in November 2022 and is currently associated with their New York office. Before joining Connaught (u.s.) LLC, Kaitlin worked at BOFA SECURITIES, INC. from August 2021 until October 2022. Kaitlin holds the Series 63, 7, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/18/2022 - Present
Connaught (u.s.) LLC (New York NY)
NY
08/26/2021 - 10/17/2022
BOFA SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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