Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaitlin? Claim Your ProfileKaitlin Fratea is a registered representative with Northwestern Mutual Investment Services, LLC. Kaitlin is licensed to conduct business in Connecticut. Kaitlin began their career in the financial services industry on June 29, 2016 and has earned their Series 6, SIE, and Series 63 licenses. Kaitlin specializes in providing investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CT
06/30/2016 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
BC
Issued 09/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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