Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaitlin? Claim Your ProfileKaitlin Smith is a financial advisor with Fidelity Brokerage Services LLC, registered with the state of New Hampshire. Kaitlin has been in the securities industry since February 8, 2018. Kaitlin has successfully passed the Series 63, Series 7, Series 9 and Series 10 exams. She is also registered in Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
02/09/2018 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 02/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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