Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaising? Claim Your ProfileKaising Lui is a financial professional with over 10 years of experience in the financial services industry. Kaising is registered with GWN Securities Inc. and is a Certified Financial Planner. Kaising has experience in a variety of areas, including financial planning, portfolio management, and market timing services. Prior to joining GWN Securities Inc., Kaising was employed with Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
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2
CA
06/22/2021 - Present
GWN Securities Inc. (ROSEMEAD CA)
CA
05/12/2011 - 07/20/2021
EQUITABLE ADVISORS, LLC (LOS ANGELES CA)
BOTH
Issued 06/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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