Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaiping? Claim Your ProfileKaiping Kenneth Wu is a financial professional with over 28 years of experience in the financial services industry. Kaiping is currently a Registered Representative and Investment Advisor Representative with Osaic Wealth, Inc. Kaiping Kenneth Wu's prior experience includes working with FSC Securities Corporation, Lincoln Financial Advisors Corporation and J. Roe Burton & Co. Inc. Kaiping holds Series 7, Series 63 and Series 65 licenses and is a Certified Financial Planner™ and Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/03/2023 - Present
Osaic Wealth, Inc. (IRVINE CA)
CA
04/24/2004 - 11/03/2023
FSC SECURITIES CORPORATION (IRVINE CA)
IN
11/15/1995 - 04/23/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
11/15/1995 - 04/23/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
TX
03/09/1995 - 09/26/1995
J. ROE BURTON & CO. INC. (DALLAS TX)
IA
Issued 10/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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