Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kainoa? Claim Your ProfileKainoa Broad is a financial advisor with LPL Financial LLC, a large financial services firm based in Fort Mill, South Carolina. Kainoa is registered with the state of Hawaii, and has been in the financial services industry since 2019. Kainoa has a wide range of experience, specializing in providing financial planning, investment management, and insurance sales. Kainoa is also an active member of the community, serving as a business owner of AK907 Fitness. Kainoa's commitment to helping clients achieve their financial goals is evident in the wide variety of services offered and the breadth of experience Kainoa brings to the table.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
01/25/2025 - Present
LPL Financial LLC (Kaneohe HI)
HI
09/13/2019 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (KANEOHE HI)
BOTH
Issued 01/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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