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Kai yuen Lam

Morgan Stanley & Co. LLC

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About Kai yuen Lam

Kai Yuen Lam is a financial professional with over 12 years of experience in the industry. Kai Yuen Lam is currently registered with Morgan Stanley & Co. LLC and holds the Series 99TO and SIE licenses.

Firm Information

Kai yuen Lam is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kai yuen Lam’s Registration & Firm History

NY

05/13/2023 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/13/2023

Series 99TO - Operations Professional Examination

BC

Issued 06/05/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kai yuen Lam.
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