Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kai? Claim Your ProfileKai Walker is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kai is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and an investment advisor representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Kai has been in the securities industry since 2000 and has held a variety of positions in the financial services industry. Kai has a strong track record of providing financial advice to individuals, businesses, and institutions. Kai is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/03/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Jacksonville FL)
NY
05/10/2019 - 06/25/2019
BOFA SECURITIES, INC. (NEW YORK NY)
FL
03/10/2004 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
NA
03/29/1990 - 07/14/1993
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
BOTH
Issued 04/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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