linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kai Tian

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kai? Claim Your Profile

About Kai Tian

Kai Tian is a financial professional with over 15 years of experience in the industry. Kai is currently registered with Pruco Securities, LLC and holds licenses in California, North Carolina and Washington. Kai specializes in providing financial advice and services to individuals, corporations, and trusts. Kai's expertise includes investments, retirement planning, and insurance. Kai has previously worked with PARK AVENUE SECURITIES LLC, J.K. FINANCIAL SERVICES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Kai Tian is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kai Tian’s Registration & Firm History

CA

11/20/2023 - Present

Pruco Securities, LLC (ORANGE CA)

CA

09/19/2022 - 10/05/2023

PARK AVENUE SECURITIES LLC (LOS ANGELES CA)

CA

01/21/2022 - 07/14/2022

J.K. FINANCIAL SERVICES, INC. (NORCO CA)

CA

12/11/2007 - 08/04/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)

Not sure if Kai Tian is right for you?

Licenses & Designations

BOTH

Issued 02/25/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/21/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/13/2021

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kai Tian.
Not sure if Kai Tian is right for you?