Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kai? Claim Your ProfileKai Stanton is an investment advisor representative who has been working in the financial industry since 2009. Kai is registered with MML Investors Services, LLC and has been with the firm since 2014. Kai is also registered in several states including Florida, Indiana, New Jersey, New York, North Carolina, Oregon, Pennsylvania, and Virginia. Kai has a wide range of experience in the financial industry, having worked for several firms including MetLife Securities Inc. and Lawrence Helfant LLC. Kai has a variety of certifications including Series 6, 7, 25, and 63. Kai also has a degree in finance. Kai's experience and certifications allow them to provide a wide range of financial services to individuals, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (SYOSSET NY)
NY
10/25/2010 - 06/06/2014
METLIFE SECURITIES INC. (GARDEN CITY NY)
NY
10/01/2000 - 10/29/2001
LAWRENCE HELFANT LLC (NEW YORK NY)
NY
09/29/1999 - 05/04/2000
QUICK & REILLY, INC. (NEW YORK NY)
BC
Issued 11/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/17/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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