Unclaimed
Kai Teo is a registered representative with Nomura Securities International, Inc. with over a decade of experience in the industry. Kai holds a Series 16 license and has been registered with FINRA since May 5, 2022. Kai's previous experience includes a role at Nomura Securities International, Inc. between August 15, 2012, and June 6, 2013. Kai specializes in research-related services and offers their expertise to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/05/2022 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
08/15/2012 - 06/06/2013
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 03/16/2022
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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