Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kai? Claim Your ProfileKai Salocks is a financial advisor with U.S. Bancorp Advisors, LLC. Kai has been in the financial services industry since January 14, 2016. Kai has a broad range of experience and holds multiple licenses, including Series 4, 7, 9, 10, 24, 52, 53, 66 and the SIE exam. Previously, Kai worked with Morgan Stanley, AXA Advisors, LLC, Commonwealth Financial Network, and Madison Avenue Securities, Inc. Kai specializes in providing financial advice to individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
04/07/2021 - Present
U.s. Bancorp Advisors, LLC (GLENDALE CA)
CA
09/19/2017 - 07/31/2019
MORGAN STANLEY (SANTA ROSA CA)
CA
02/29/2016 - 03/31/2016
AXA ADVISORS, LLC (SAN FRANCISCO CA)
CA
08/01/2014 - 11/23/2015
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
CA
09/12/2013 - 07/29/2014
MADISON AVENUE SECURITIES, INC. (SAN DIEGO CA)
CA
05/23/2012 - 06/21/2013
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
BOTH
Issued 11/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/24/2017
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 05/22/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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