Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kai? Claim Your ProfileKai Lucas Hapke is an investment advisor representative with Ameriprise Financial Services, LLC. Kai has been in the financial industry since May 4, 2021. Kai holds the Series 63, 65, 7TO, and SIE licenses. Kai previously worked with Equitable Advisors, LLC in Bellevue, Washington. Kai's clients include individuals, high-net-worth individuals, corporations, trusts, estates, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/23/2022 - Present
Ameriprise Financial Services, LLC (BELLEVUE WA)
WA
02/01/2021 - 03/21/2022
EQUITABLE ADVISORS, LLC (BELLEVUE WA)
IA
Issued 05/27/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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