Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kai? Claim Your ProfileKai F Hui is a financial professional with over 20 years of experience in the financial services industry. Kai is currently registered with Allstate Financial Services, LLC. Kai has a strong track record of providing financial advice and investment management services to individuals and families. Kai holds the Series 6, Series 7, and Series 63 licenses. Previously Kai worked at MML Investors Services, LLC and NYLIFE Securities LLC. Kai is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/06/2017 - Present
Allstate Financial Services, LLC (New York NY)
NY
05/05/2016 - 05/10/2017
MML INVESTORS SERVICES, LLC (TARRYTOWN NY)
NY
02/19/2004 - 05/03/2016
NYLIFE SECURITIES LLC (NEW YORK NY)
NA
02/25/1992 - 06/05/1992
LEHMAN BROTHERS INC.
BC
Issued 02/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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