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Kai Chiu

VP Distributors LLC

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About Kai Chiu

Kai Chiu is a financial professional with over 20 years of experience in the industry. Kai is currently registered with VP Distributors LLC and has held prior positions at ING Financial Advisors, LLC, Raymond James Financial Services, Inc., TD Waterhouse Investor Services, Inc., U.S. Securities & Futures Corp., and Andrew, Alexander, Wise & Company Incorporated. Kai holds a number of licenses and certifications including Series 7, Series 10, Series 9, Series 24, Series 26, and Series 53.

Firm Information

Kai Chiu is currently registered with VP Distributors LLC. VP Distributors LLC is a Limited Liability Company formed on September 30, 2011. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

97

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kai Chiu’s Registration & Firm History

CT

06/06/2013 - Present

VP Distributors LLC (HARTFORD CT)

CT

03/11/2004 - 06/09/2009

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

FL

06/28/2002 - 02/23/2004

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

NE

07/14/1998 - 06/24/2002

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

11/18/1997 - 03/26/1998

U.S. SECURITIES & FUTURES CORP. (NEW YORK NY)

NY

07/11/1997 - 11/20/1997

ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/18/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/16/2008

Series 24 - General Securities Principal Examination

BC

Issued 06/15/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 04/25/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/07/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kai Chiu.
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