Unclaimed
Kahori Tamada is a registered representative with Daiwa Capital Markets America Inc. in New York, NY. Kahori has been in the industry since May 12, 1994 and holds Series 7, 24, 63, 87, 16, and SIE licenses. Kahori was previously registered with Daiwa Securities America Inc. from April 22, 1994 to May 1, 1995.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/23/1995 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NA
04/22/1994 - 05/01/1995
DAIWA SECURITIES AMERICA INC.
BC
Issued 06/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/11/2003
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 04/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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