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Kaeli S. Rivera

KKR Capital Markets LLC

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About Kaeli S. Rivera

Kaeli S. Rivera is a registered representative with KKR Capital Markets LLC. Kaeli has been in the securities industry since 2020 and holds Series 7, Series 63, Series 79 and SIE licenses. Previously, Kaeli was registered with J.P. Morgan Securities LLC. Kaeli is registered in 53 states and the District of Columbia. Kaeli is currently located at KKR Capital Markets LLC's New York office.

Firm Information

Kaeli Rivera is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kaeli Rivera’s Registration & Firm History

NY

06/27/2022 - Present

KKR Capital Markets LLC (New York NY)

NY

07/31/2020 - 05/14/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/05/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/31/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kaeli S. Rivera.
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