Unclaimed
Kaegen Christopher Morris is a financial professional with over 6 years of experience in the industry. Kaegen Morris is currently registered with Wallachbeth Capital LLC, and has previously worked with RAYMOND JAMES FINANCIAL SERVICES, INC.. Kaegen Morris is licensed to conduct securities business in New Jersey and New York. Kaegen Morris holds the Series 7, Series 63, Series 66, Series 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/20/2019 - Present
Wallachbeth Capital LLC (JERSEY CITY NJ)
NY
10/12/2016 - 07/31/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
BC
Issued 07/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2021
Series 57TO - Securities Trader Exam
BC
Issued 07/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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