Unclaimed
Kaddu Kibuuka Luyombya has been a registered representative in the securities industry since 2002. Kaddu currently works as a registered representative for Houlihan Lokey Capital, Inc. Prior to joining Houlihan Lokey, Kaddu worked as a registered representative for J.P. Morgan Institutional Investments Inc. and Bear, Stearns & Co. Inc. Kaddu is licensed to sell securities in the state of New York and has passed several industry exams including the Series 7, 63, 66, 79, 3, and 55.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/27/2014 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
09/26/2008 - 12/31/2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
10/15/2002 - 09/26/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 04/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/28/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/05/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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