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Kacey Susan Silvia

Fidelity Brokerage Services LLC

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About Kacey Susan Silvia

Kacey Silvia is a financial advisor registered with Fidelity Brokerage Services LLC. Kacey has been in the financial services industry since February 2022. Kacey is registered to provide investment advice in 53 states and territories. Kacey holds the Series 63, Series 7TO, Series 9, Series 10 and SIE licenses.

Firm Information

Kacey Silvia is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kacey Silvia’s Registration & Firm History

RI

02/28/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 04/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/09/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Kacey Susan Silvia. Review regulatory record here.
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