Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kacey? Claim Your ProfileKacey Nguyen is a financial advisor with J.P. Morgan Securities LLC, where Kacey has been registered since April 2019. Kacey's previous experience includes working for Chase Investment Services Corp. and Citicorp Investment Services. Kacey is registered in California and holds the Series 6, Series 63, and Series 6TO licenses, as well as the SIE exam. Kacey specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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CA
04/18/2019 - Present
J.p. Morgan Securities LLC (SAN MARINO CA)
CA
10/01/2012 - 07/21/2014
J.P. MORGAN SECURITIES LLC (UPLAND CA)
CA
05/07/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (UPLAND CA)
CA
08/15/2006 - 02/26/2007
CITICORP INVESTMENT SERVICES (PASADENA CA)
CA
04/22/2004 - 07/31/2006
WM FINANCIAL SERVICES, INC. (TEMPLE CITY CA)
BC
Issued 04/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/04/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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