Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kacey? Claim Your ProfileKacey Diane galentine Thomas is a registered representative with Securities Management & Research, Inc. in Henderson, NV. Kacey has been in the securities industry since July 1999. Kacey holds the Series 6, Series 63 and SIE licenses. Kacey is registered in Arizona, California, Nevada and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NV
07/09/1999 - Present
Securities Management & Research, Inc. (HENDERSON NV)
BC
Issued 06/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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