Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaben? Claim Your ProfileKaben Nimtz is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Kaben has been in the industry since March 23, 2003. Kaben holds the Series 6, 7, 9, 10, 63 and 66 licenses. Kaben is registered with the states of Colorado and Wisconsin. Kaben also serves as a trustee for the Nimtz Family Foundation in Mequon, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
05/27/2014 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
BOTH
Issued 09/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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