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Kaaren Dale Powell

Kovack Securities Inc.

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About Kaaren Dale Powell

Kaaren Powell is a financial advisor with over 24 years of experience in the industry. Currently, Kaaren is registered with Kovack Securities Inc. in Saratoga Springs, NY. Previously, Kaaren was registered with IFS Securities, Raymond James Financial Services, Inc. and Robert Thomas Securities, Inc. Kaaren holds FINRA Series 7, 24, 63 and SIE licenses and has registrations in several states.

Firm Information

Kaaren Powell is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kaaren Powell’s Registration & Firm History

NY

09/16/2019 - Present

Kovack Securities Inc. (Saratoga Springs NY)

NY

04/29/2016 - 09/16/2019

IFS SECURITIES (Saratoga Springs NY)

NY

01/04/1999 - 05/09/2016

RAYMOND JAMES FINANCIAL SERVICES, INC. (SARATOGA SPRINGS NY)

FL

08/20/1998 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 09/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Kaaren Dale Powell. Review regulatory record here.
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