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Ka ying Yang

Wells Fargo Securities, LLC

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About Ka ying Yang

Ka ying Yang is a registered representative with Wells Fargo Securities, LLC. Ka ying has passed the Securities Industry Essentials Exam and the Operations Professional Examination. Ka ying joined Wells Fargo Securities, LLC in August 2023 and is located in Charlotte, NC.

Firm Information

Ka ying Yang is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ka ying Yang’s Registration & Firm History

NC

08/18/2023 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 02/24/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ka ying Yang.
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