Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ka? Claim Your ProfileKa Yee Fung is a financial advisor affiliated with Cetera Financial Specialists LLC, a registered broker-dealer. Ka is registered with the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
07/13/2022 - Present
Cetera Financial Specialists LLC (OAK BROOK TERRACE IL)
IL
09/24/2021 - 07/03/2022
J.P. MORGAN SECURITIES LLC (DOWNERS GROVE IL)
BC
Issued 10/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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