Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you K? Claim Your ProfileK. Patrick Lee is a Registered Representative and Investment Advisor Representative with Syndicated Capital, Inc. based in Diamond Bar, CA. K. Patrick Lee has been in the industry since 2011 and has a wide range of experience with securities products and services. Syndicated Capital, Inc. is a registered investment advisor firm providing a variety of financial services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b1; ntf mutal fund service fees
1
2
CA
03/09/2012 - Present
Syndicated Capital, Inc. (DIAMOND BAR CA)
BOTH
Issued 08/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2012
Series 4 - Registered Options Principal Examination
BC
Issued 07/30/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/24/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/28/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/25/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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