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K m Fitzpatrick

Cabot Lodge Securities LLC

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About K m Fitzpatrick

K m Fitzpatrick is a financial advisor with Cabot Lodge Securities LLC. K m has been in the industry since November 2, 2000. K m has a Series 6, Series 63, and SIE license. K m has been registered with FINRA since March 1, 2013 and is currently registered in 46 states. K m was previously employed by LPL Financial LLC, IFMG Securities, Inc., HSBC Securities (USA) Inc., and HSBC Brokerage (USA) Inc.

Firm Information

K m Fitzpatrick is currently registered with Cabot Lodge Securities LLC. Cabot Lodge Securities LLC is a Limited Liability Company formed in October 2011 and is registered in all 50 states and the District of Columbia. The firm has been subject to two Regulatory Events and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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K m Fitzpatrick’s Registration & Firm History

IL

03/01/2013 - Present

Cabot Lodge Securities LLC (SCHAUMBURG IL)

SC

03/04/2008 - 04/04/2013

LPL FINANCIAL LLC (FORT MILL SC)

NY

05/04/2006 - 03/04/2008

IFMG SECURITIES, INC. (PURCHASE NY)

NY

01/01/2005 - 05/16/2005

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

11/17/1999 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/06/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for K m Fitzpatrick.
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