Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you K. danielle? Claim Your ProfileK. danielle Caldwell is a registered representative with Bofa Securities, Inc. based in New York, NY. K. danielle Caldwell has been in the financial industry for over 5 years. K. danielle Caldwell has passed the Series 63, Series 79 and SIE exams and is registered with the state of New York. K. danielle Caldwell was previously employed with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. K. danielle Caldwell's registration with Bofa Securities, Inc. began on 5/10/2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
02/03/2014 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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