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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jyoti? Claim Your ProfileJyoti Thawani is an investment advisor representative with Morgan Stanley. Jyoti is registered with the state of New Jersey and the state of Texas. Jyoti has been in the industry since May 11, 2016. Jyoti has passed the Uniform Combined State Law Examination, General Securities Representative Examination, Securities Industry Essentials Examination, General Securities Sales Supervisor - General Module Examination, and General Securities Sales Supervisor - Options Module Examination. Morgan Stanley is a leading financial services firm that provides a wide range of financial products and services, including investment banking, securities brokerage, investment management, and wealth management. The firm has a strong track record of success in the industry and is committed to providing its clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/08/2020 - Present
Morgan Stanley (Red Bank NJ)
BOTH
Issued 10/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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