Unclaimed
Jyot Sawhney is a financial professional with over 2 years of experience in the industry. Jyot is currently registered with SG Americas Securities, LLC, and has held a previous position with BBVA Securities Inc. Jyot is licensed to provide securities-related services in all 50 states, including the District of Columbia, Puerto Rico, and the U.S. Virgin Islands. Jyot has passed the Series 63, SIE, and Series 79 exams, and has been actively working in the industry since August 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2018 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
08/17/2016 - 05/24/2018
BBVA SECURITIES INC. (NEW YORK NY)
BC
Issued 08/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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