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Justine Kim Davies

Guggenheim Securities, LLC

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About Justine Kim Davies

Justine Kim Davies is a financial professional with over 20 years of experience in the industry. Justine is currently registered with Guggenheim Securities, LLC. Prior to this, Justine has held positions at various financial institutions, including Cantor Fitzgerald & Co., Susquehanna Financial Group, LLLP, Nollenberger Capital Partners Inc., and Wells Fargo Securities, LLC. Justine has a strong background in securities and investment products, holding several professional licenses, including Series 7, Series 24, Series 6TO, SIE, and Series 87. Justine is dedicated to providing her clients with personalized financial advice and solutions.

Firm Information

Justine Davies is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justine Davies’s Registration & Firm History

CA

07/08/2010 - Present

Guggenheim Securities, LLC (SAN FRANCISCO CA)

NY

04/09/2010 - 04/10/2012

CANTOR FITZGERALD & CO. (NEW YORK NY)

CA

12/04/2006 - 12/03/2008

SUSQUEHANNA FINANCIAL GROUP, LLLP (SAN FRANCISCO CA)

CA

09/29/2005 - 12/11/2006

NOLLENBERGER CAPITAL PARTNERS INC. (SAN FRANCISCO CA)

CA

11/07/2002 - 08/18/2005

WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 05/13/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/06/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Justine Kim Davies.
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