Unclaimed
Justine Dupont-nivet is a securities professional with over 17 years of experience in the financial industry. Justine has a strong background in investment banking and securities trading. Justine holds the Series 7, Series 79TO, and Series 63 licenses. Justine is currently registered with Rabo Securities USA, Inc. and has previously held a registration with BNP Paribas Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/01/2023 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
01/11/2005 - 06/22/2006
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/06/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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