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Justine-alexis Rodolfo Caguiat

Cowen AND Co.

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About Justine-alexis Rodolfo Caguiat

Justine-alexis Rodolfo Caguiat is a registered representative with Cowen And Co. Justine-alexis has been in the financial services industry since January 16, 2017 and has been with Cowen And Co. since March 22, 2021. Justine-alexis has a Series 7, Series 63, and SIE license. Justine-alexis has previously worked at Macquarie Capital (USA) Inc. and BTIG, LLC. Justine-alexis has a branch office in Red Bank, New Jersey.

Firm Information

Justine-alexis Caguiat is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justine-alexis Caguiat’s Registration & Firm History

NJ

10/18/2022 - Present

Cowen AND Co. (Red Bank NJ)

NY

03/22/2021 - 09/13/2022

COWEN AND COMPANY (NEW YORK NY)

NY

11/20/2017 - 01/27/2020

COWEN AND COMPANY (NEW YORK NY)

NY

05/22/2017 - 10/20/2017

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

06/12/2014 - 02/09/2016

BTIG, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Justine-alexis Rodolfo Caguiat.
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