Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Bates is a financial advisor who has been in the industry since 2013. He holds Series 7, 7TO, 63 and 65 licenses and is registered with LPL Financial LLC. Justin is based in Amarillo, Texas. Prior to joining LPL Financial LLC, Justin worked at First Allied Securities, Inc. and LPL Financial LLC in other states. Justin specializes in providing financial advice and consulting to individuals, high net worth individuals, corporations, trusts, estates, charitable organizations, pension plans, insurance companies, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/27/2023 - Present
LPL Financial LLC (AMARILLO TX)
CO
07/03/2013 - 05/05/2014
FIRST ALLIED SECURITIES, INC. (DURANGO CO)
AZ
01/11/2013 - 05/21/2013
LPL FINANCIAL LLC (PHOENIX AZ)
BC
Issued 04/27/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/15/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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