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Justin Wade Nichols

Robert W. Baird & Co. Inc.

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About Justin Wade Nichols

Justin Nichols is a financial advisor with Robert W. Baird & Co. Inc. Justin has been working in the financial services industry since 1998. Justin has extensive experience in providing financial advice to individuals, families, and businesses. Prior to joining Robert W. Baird & Co. Inc., Justin worked at Wells Fargo Advisors LLC. Justin is licensed to sell securities in Alaska, Arkansas, California, Colorado, Florida, Indiana, Kansas, Louisiana, Mississippi, Missouri, New Jersey, New Mexico, New York, Ohio, Oklahoma, South Carolina, Tennessee, Texas, Washington, and Wisconsin. Justin is also a registered investment advisor in Florida and Texas.

Firm Information

Justin Nichols is currently registered with Robert W. Baird & Co. Inc.. Robert W. Baird & Co. Inc. is a corporation formed on December 29, 1919, and headquartered in Milwaukee, WI. The firm offers a comprehensive range of financial services, including investment banking, asset management, wealth management, and private equity. Baird serves a diverse client base, including individuals, families, corporations, institutions, and governments. The firm has over 3,000 employees and is registered with the SEC and all 50 states.
Robert W. Baird & Co. Inc.

777 E. WISCONSIN AVENUE

MILWAUKEE, WI 53202-5391

$287.51B

Assets Under Management

11,103

Total Clients

2,915

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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see schedule d

See schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Hard dollar payments for research

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Justin Nichols’s Registration & Firm History

TX

03/11/2019 - Present

Robert W. Baird & Co. Inc. (Houston - Memorial City TX)

TX

01/03/2011 - 03/14/2019

WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)

TX

01/19/2006 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)

LA

07/24/1998 - 01/05/2006

HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)

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Licenses & Designations

BOTH

Issued 02/28/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/23/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Justin Wade Nichols. Review regulatory record here.
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