Unclaimed
Justin Nichols is a financial advisor with Robert W. Baird & Co. Inc. Justin has been working in the financial services industry since 1998. Justin has extensive experience in providing financial advice to individuals, families, and businesses. Prior to joining Robert W. Baird & Co. Inc., Justin worked at Wells Fargo Advisors LLC. Justin is licensed to sell securities in Alaska, Arkansas, California, Colorado, Florida, Indiana, Kansas, Louisiana, Mississippi, Missouri, New Jersey, New Mexico, New York, Ohio, Oklahoma, South Carolina, Tennessee, Texas, Washington, and Wisconsin. Justin is also a registered investment advisor in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
03/11/2019 - Present
Robert W. Baird & Co. Inc. (Houston - Memorial City TX)
TX
01/03/2011 - 03/14/2019
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
TX
01/19/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
LA
07/24/1998 - 01/05/2006
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
BOTH
Issued 02/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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