Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Vincent Cozza is a financial advisor with over 19 years of experience in the industry. Justin has held various roles at firms including PTR, INC., Credit Suisse Securities (USA) LLC, and UBS Securities LLC. Currently, Justin is a registered representative with UBS Financial Services Inc. in Weehawken, New Jersey. Justin holds various licenses and certifications including Series 3, Series 4, Series 7, Series 55, Series 57TO, Series 63 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/27/2016 - Present
UBS Financial Services Inc. (Weehawken NJ)
NY
07/28/2023 - 08/23/2024
UBS SECURITIES LLC (NEW YORK NY)
NY
12/02/2014 - 01/28/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/23/2004 - 11/21/2014
PTR, INC. (COLLINGSWOOD NJ)
BOTH
Issued 04/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2018
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2016
Series 3 - National Commodity Futures Examination
BC
Issued 09/04/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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