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Justin Thomas Rozzero

Fidelity Brokerage Services LLC

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About Justin Thomas Rozzero

Justin Rozzero is a financial professional with over 17 years of experience in the industry. Justin is currently registered with Fidelity Brokerage Services LLC. Justin has a strong background in financial services, with prior experience at National Financial Services LLC and Fidelity Brokerage Services LLC. Justin holds Series 7, 9, 10, 63, 99TO and SIE licenses. Justin is registered in Arizona, Connecticut, Delaware, Massachusetts, New Hampshire and Rhode Island.

Firm Information

Justin Rozzero is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Rozzero’s Registration & Firm History

RI

07/07/2010 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

04/18/2007 - 06/16/2010

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

03/22/2006 - 12/11/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 12/08/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/19/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/10/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Justin Thomas Rozzero.
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