Unclaimed
Justin Kane is a registered representative with Northern Trust Securities, Inc. Justin has been in the securities industry since 2004. Justin has a diverse background, having worked with REDI GLOBAL TECHNOLOGIES LLC, PENSERRA SECURITIES, LLC, TD AMERITRADE CLEARING, INC., TD AMERITRADE, INC., ROSENBLATT SECURITIES INC., QUASAR DISTRIBUTORS, LLC, SAFECO SECURITIES, INC., NDB CAPITAL MARKETS, LP, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and M.S. FARRELL & COMPANY, INC.. Justin holds multiple FINRA licenses including Series 7, 55, 57TO, 52TO, and SIE. Justin holds the Uniform Securities Agent State Law Examination (Series 63). Justin has been registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/08/2021 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
09/26/2019 - 08/03/2020
REDI GLOBAL TECHNOLOGIES LLC (Chicago IL)
IL
01/30/2019 - 06/27/2019
PENSERRA SECURITIES, LLC (CHICAGO IL)
TX
09/28/2017 - 01/14/2019
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
09/28/2017 - 01/14/2019
TD AMERITRADE, INC. (Southlake TX)
NY
05/05/2017 - 09/01/2017
ROSENBLATT SECURITIES INC. (NEW YORK NY)
ME
08/16/2006 - 05/08/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
WA
04/28/2003 - 08/16/2004
SAFECO SECURITIES, INC. (BELLEVUE WA)
NY
03/18/1999 - 05/01/2001
NDB CAPITAL MARKETS, LP (NEW YORK NY)
NJ
03/16/1998 - 02/26/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
05/20/1997 - 03/10/1998
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
BC
Issued 05/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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