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Justin T Kane

Northern Trust Securities, Inc.

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About Justin T Kane

Justin Kane is a registered representative with Northern Trust Securities, Inc. Justin has been in the securities industry since 2004. Justin has a diverse background, having worked with REDI GLOBAL TECHNOLOGIES LLC, PENSERRA SECURITIES, LLC, TD AMERITRADE CLEARING, INC., TD AMERITRADE, INC., ROSENBLATT SECURITIES INC., QUASAR DISTRIBUTORS, LLC, SAFECO SECURITIES, INC., NDB CAPITAL MARKETS, LP, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and M.S. FARRELL & COMPANY, INC.. Justin holds multiple FINRA licenses including Series 7, 55, 57TO, 52TO, and SIE. Justin holds the Uniform Securities Agent State Law Examination (Series 63). Justin has been registered in 53 states and the District of Columbia.

Firm Information

Justin Kane is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Justin Kane’s Registration & Firm History

IL

07/08/2021 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

IL

09/26/2019 - 08/03/2020

REDI GLOBAL TECHNOLOGIES LLC (Chicago IL)

IL

01/30/2019 - 06/27/2019

PENSERRA SECURITIES, LLC (CHICAGO IL)

TX

09/28/2017 - 01/14/2019

TD AMERITRADE CLEARING, INC. (Southlake TX)

TX

09/28/2017 - 01/14/2019

TD AMERITRADE, INC. (Southlake TX)

NY

05/05/2017 - 09/01/2017

ROSENBLATT SECURITIES INC. (NEW YORK NY)

ME

08/16/2006 - 05/08/2015

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

WA

04/28/2003 - 08/16/2004

SAFECO SECURITIES, INC. (BELLEVUE WA)

NY

03/18/1999 - 05/01/2001

NDB CAPITAL MARKETS, LP (NEW YORK NY)

NJ

03/16/1998 - 02/26/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

05/20/1997 - 03/10/1998

M.S. FARRELL & COMPANY, INC. (SYOSSET NY)

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Licenses & Designations

BC

Issued 05/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/19/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin T Kane.
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