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Justin Steven Nadler

UBS Securities LLC

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About Justin Steven Nadler

Justin Steven Nadler is a financial advisor with UBS Securities LLC. Justin has over five years of experience in the financial services industry. Justin has been registered with the state of New York since 2018, is currently registered in 52 states and has a Series 79, Series 63 and SIE license. Justin's previous roles include SVB Securities LLC and RBC Capital Markets, LLC.

Firm Information

Justin Nadler is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Nadler’s Registration & Firm History

NY

06/02/2023 - Present

UBS Securities LLC (New York NY)

NY

01/10/2022 - 05/15/2023

SVB SECURITIES LLC (NEW YORK NY)

NY

08/17/2018 - 12/23/2021

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin Steven Nadler.
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