Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Lumiere is a financial advisor with over 19 years of experience in the industry. Justin has a broad range of experience having worked with firms such as Maxim Group LLC, MKM Partners LLC, GFI Securities LLC, Summit Securities Group LLC, ICAP Corporates LLC, Oscar Gruss & Son, Incorporated, and Wako Securities(America), Inc. Justin is currently registered as an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Justin currently holds Series 3, 7, 10, 24, 63, 65, 87 and SIE licenses. Justin has been an active Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc since 2016 and holds registrations in various states including Florida, Texas, California, Colorado, Connecticut, Delaware, District of Columbia, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, Puerto Rico and Virginia. Justin has significant experience and focuses on a variety of investment strategies including but not limited to stocks, bonds, mutual funds, and ETFs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/05/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
FL
05/02/2013 - 11/12/2015
MAXIM GROUP LLC (BOCA RATON FL)
CT
07/11/2012 - 04/04/2013
MKM PARTNERS LLC (STAMFORD CT)
NY
09/08/2010 - 08/01/2012
GFI SECURITIES LLC (NEW YORK NY)
NY
10/21/2009 - 07/30/2010
SUMMIT SECURITIES GROUP LLC (NEW YORK NY)
NJ
11/05/2007 - 10/07/2009
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
01/03/2006 - 10/31/2007
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NY
04/30/1997 - 05/19/1999
WAKO SECURITIES(AMERICA), INC. (NEW YORK NY)
IA
Issued 12/19/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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