Unclaimed
Justin Cobb is a financial advisor with Wells Fargo Clearing Services, LLC. Justin has been in the financial services industry since 1996. Justin holds the Series 63, 66, 7 and 26 licenses. Justin currently holds registrations in Florida, Mississippi, North Carolina, Pennsylvania and South Carolina. Justin is a Registered Representative with Wells Fargo Clearing Services, LLC. Justin has experience in working with businesses, charitable organizations, insurance companies, individuals, high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities. Justin has also worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Citizens Securities Corporation, SunTrust Investment Services, Inc., BB&T Investment Services, Inc., UBS PaineWebber Inc. and First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/23/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
05/23/2013 - 03/13/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
SC
02/14/2011 - 05/14/2013
FIRST CITIZENS SECURITIES CORPORATION (FORT MILL SC)
NC
05/11/2006 - 02/11/2011
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
10/04/2002 - 05/01/2006
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NJ
05/30/2001 - 10/10/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MO
10/01/2000 - 04/19/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/18/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 06/15/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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