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Justin S Bales

Seaport Global Securities LLC

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About Justin S Bales

Justin Bales is a financial advisor who has been in the industry since 2008. Currently, Justin is registered with Seaport Global Securities LLC, and is licensed to provide securities services in all 50 states. Justin has a combined total of 3 exams, including Series 66, Series 7 and SIE. Justin was previously registered with Oppenheimer & Co. Inc. from 2008 to 2013.

Firm Information

Justin Bales is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Bales’s Registration & Firm History

NY

08/20/2013 - Present

Seaport Global Securities LLC (Greenport NY)

NY

05/26/2008 - 09/06/2013

OPPENHEIMER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/19/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin S Bales.
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