Unclaimed
Justin Bales is a financial advisor who has been in the industry since 2008. Currently, Justin is registered with Seaport Global Securities LLC, and is licensed to provide securities services in all 50 states. Justin has a combined total of 3 exams, including Series 66, Series 7 and SIE. Justin was previously registered with Oppenheimer & Co. Inc. from 2008 to 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/20/2013 - Present
Seaport Global Securities LLC (Greenport NY)
NY
05/26/2008 - 09/06/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 06/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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