Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Romero is an active investment advisor representative at LPL Financial LLC. Justin is registered with the state of South Carolina and has been in the industry since July 2001. Justin is a Series 7, Series 63, Series 66, and Series 99TO licensed investment advisor. Justin has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, SunTrust Investment Services, Inc., Wells Fargo Advisors, LLC, H&R Block Financial Advisors, Inc., Legg Mason Wood Walker, Incorporated, Ferris, Baker Watts Incorporated, First Fund Distributors, Inc., Funds Distributor, Inc., and Biltmore Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/20/2023 - Present
LPL Financial LLC (FORT MILL SC)
NC
03/12/2015 - 11/06/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
MD
09/12/2013 - 03/09/2015
SUNTRUST INVESTMENT SERVICES, INC. (LAUREL MD)
DC
02/12/2008 - 04/14/2010
WELLS FARGO ADVISORS, LLC (WASHINGTON DC)
VA
01/13/2006 - 01/28/2008
SUNTRUST INVESTMENT SERVICES, INC. (VIENNA VA)
MI
12/01/2003 - 01/11/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MI
11/21/2001 - 05/29/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MD
03/01/2001 - 11/21/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
01/13/2001 - 03/08/2001
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
AZ
10/03/1997 - 07/20/2000
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
ME
01/13/1997 - 09/30/1997
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
FL
10/11/1996 - 10/24/1996
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
BOTH
Issued 04/07/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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