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Justin Roger Simmers

Osaic Institutions, Inc.

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About Justin Roger Simmers

Justin Simmers is a registered investment advisor representative with Osaic Institutions, Inc. Justin Simmers has been in the financial services industry since 1998. Justin Simmers has worked with Key Investment Services LLC, LPL Financial LLC and NatCity Investments, Inc. in the past. Justin Simmers is licensed in Pennsylvania and Virginia.

Firm Information

Justin Simmers is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Justin Simmers’s Registration & Firm History

PA

01/31/2018 - Present

Osaic Institutions, Inc. (Delmont PA)

PA

09/21/2016 - 01/30/2018

KEY INVESTMENT SERVICES LLC (PITTSBURGH PA)

PA

09/17/2009 - 09/21/2016

LPL FINANCIAL LLC (GREENSBURG PA)

PA

02/23/2004 - 09/09/2009

NATCITY INVESTMENTS, INC. (PITTSBURGH PA)

RI

04/21/2003 - 01/20/2004

CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)

PA

08/18/1998 - 12/11/2001

DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)

NY

10/12/2000 - 11/21/2001

DREYFUS SERVICE CORPORATION (NEW YORK NY)

NY

09/01/1998 - 12/31/2000

DREYFUS FINANCIAL SERVICES CORPORATION (NEW YORK NY)

NY

10/04/1999 - 06/22/2000

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

MN

12/10/1996 - 06/23/1998

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/10/1996 - 06/23/1998

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 11/08/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Justin Roger Simmers. Review regulatory record here.
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