Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Setter is a financial advisor with over 15 years of experience in the financial services industry. Justin is currently registered with Equity Services, Inc. and is based in Montpelier, Vermont. He provides financial planning, portfolio management, and other advisory services to a wide range of clients, including high-net-worth individuals, families, and businesses. Justin also has experience working with clients at LPL Financial LLC, Woodbury Financial Services, Inc., FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Chase Investment Services Corp., and Banc of America Investment Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VT
12/20/2022 - Present
Equity Services, Inc. (MONTPELIER VT)
VT
06/23/2016 - 06/13/2017
LPL FINANCIAL LLC (BURLINGTON VT)
MN
06/19/2014 - 06/20/2016
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
01/04/2010 - 06/20/2016
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
01/04/2010 - 06/20/2016
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
12/04/2009 - 06/20/2016
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
03/06/2009 - 06/25/2009
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
AZ
01/05/2006 - 01/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TEMPE AZ)
IA
Issued 12/16/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/19/2008
Series 4 - Registered Options Principal Examination
BC
Issued 12/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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