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Justin Peter Stipan

Northwestern Mutual Investment Services, LLC

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About Justin Peter Stipan

Justin Stipan is a financial advisor who has been working in the financial services industry since September 25, 2006. Justin is currently registered with Northwestern Mutual Investment Services, LLC and is licensed in 51 states. Justin holds several industry licenses, including Series 7, 9, 10, 24, and 66. Justin has a background in painting, flooring, and drywall services and has been a licensed contractor since 2010. Justin is also a registered investment advisor with Northwestern Mutual Investment Services, LLC. Justin's firm primarily works with individuals, insurance companies, and banking or thrift institutions.

Firm Information

Justin Stipan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Justin Stipan’s Registration & Firm History

WI

12/12/2006 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

MA

09/29/2005 - 12/14/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BOTH

Issued 12/08/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/06/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/07/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/22/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin Peter Stipan.
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